Shane W Cummings

Current Employers

Halbert Hargrove

111 West Ocean Boulevard 23Rd Floor, Long Beach, CA 90802-7908 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2016-06-27
CA	RA	APPROVED	2006-12-20

CO RA
APPROVED

Since 2016-06-27
CA RA
APPROVED

Since 2006-12-20

Branch Locations

4643 S Ulster Street Suite 220, Denver, CO 80237 • United States

111 West Ocean Boulevard 23Rd Floor, Long Beach, CA 90802-7908 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Halbert, Hargrove & Co.	Long Beach	CA	02/2006	Present
Halbert, Hargrove/Russell Llc	Long Beach	CA	11/2006	Present

02/2006 → Present

Halbert, Hargrove & Co.

Long Beach, CA
11/2006 → Present

Halbert, Hargrove/Russell Llc

Long Beach, CA

Other Businesses

HALBERT HARGROVE/RUSSELL LLC. THE BUSINESS IS INVESTMENT RELATED. LOCATED AT 111 W OCEAN BLVD SUITE 2300, LONG BEACH CA 90802. THE FIRM IS A REGISTERED INVESTMENT ADVISOR. POSITION-RELATIONSHIP MANAGER/FINANCIAL ANALYST. 02/22/06. HOURS MONTHY 156. TRADING HOURS 117. PROVIDING PORTFOLIO REVIEW AND CLIENT SERVICES ALSO WORKS IN THE OPERATIONS DEPARTMENT.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-19

S66 Uniform Combined State Law Examination

2006-12-19

Designations

View on SEC IAPD