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Jose Maria De Teran

Ubs Financial Services Inc.

Miami, FL

CRD 6398538

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Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2024-09-16
NC RA APPROVED 2024-06-12
FL RA APPROVED 2023-11-20
NY RA APPROVED 2023-11-20
NJ RA APPROVED 2023-11-15
CA RA APPROVED 2023-11-13
TX RA APPROVED 2023-11-10
  • NV RA
    APPROVED
    Since 2024-09-16
  • NC RA
    APPROVED
    Since 2024-06-12
  • FL RA
    APPROVED
    Since 2023-11-20
  • NY RA
    APPROVED
    Since 2023-11-20
  • NJ RA
    APPROVED
    Since 2023-11-15
  • CA RA
    APPROVED
    Since 2023-11-13
  • TX RA
    APPROVED
    Since 2023-11-10

Branch Locations

100 Se 2Nd Street 27Th Floor, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Miami FL 08/2015 11/2023
Morgan Stanley Private Bank, N.A. New York NY 12/2016 11/2023
Ubs Financial Services In Miami FL 11/2023 Present
Morgan Stanley Private Bank, N.A New York NY 12/2016 11/2023
  • 08/2015 → 11/2023
    Morgan Stanley Smith Barney Llc
    Miami, FL
  • 12/2016 → 11/2023
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 11/2023 → Present
    Ubs Financial Services In
    Miami, FL
  • 12/2016 → 11/2023
    Morgan Stanley Private Bank, N.A
    New York, NY
Previous Registrations
  • 2015-08-05 → 2023-11-15
    Morgan Stanley
    Geneva
    Miami, FL
    Miami, FL
    Miami, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-06-18
  • S66 Uniform Combined State Law Examination
    2015-06-18
Other Names
  • Jose Maria De Teran
  • Jose Maria Maria De Teran

View on SEC IAPD

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