Ariel Saul Rosero Quinteros

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2015 → 11/2016
  Legg Mason Investor Services Llc
  Stamford, CT
• 02/2017 → 05/2021
  Legg Mason Investor Services Llc
  Baltimore, MD
• 10/2015 → 01/2017
  Legg Mason & Co. Llc
  Stamford, CT
• 03/2020 → 05/2021
  Franklin Templeton
  Baltimore, MD
• 05/2021 → 09/2023
  Goldman Sachs
  Bethesda, MD
• 01/2024 → Present
  Private Client Services
  Bethesda, MD
• 09/2023 → Present
  Prime Capital
  Bethesda, MD

Other Businesses

1) Amazon Flex. 231 Spectrum Ave, Apt 428, Gaithersburg, MD 20879. Delivering packages. I would deliver packages based on customer orders at designated areas. 16 hrs/mo; 0 during trading hrs. Not investment related. 2) Instacart. 231 Spectrum Ave, Apt 428, Gaithersburg, MD 20879. Delivering groceries. I would deliver groceries based on customer orders at designated areas. 18 hrs/mo; 0 during trading hrs. Not investment related. 3) Prime Capital Investment Advisors. 6201 College Blvd, Suite #150, Overland Park, KS 66211. RIA. Administrative duties related to sale and service for fee based and financial planning accounts. 160 hrs/mo; 140 during trading hrs.

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-05-10
• S63 Uniform Securities Agent State Law Examination
  2016-03-01

Other Names

• Ariel Saul Rosero