Best Investors Account Sign in

Aleksandr Dominic Goldberg-Rugalev

Wells Fargo Clearing Services, LLC

Wilmington, NC

Morehead City, NC

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2014-12-17
  • NC RA
    APPROVED
    Since 2014-12-17

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

5003 Executive Dr, Morehead City, NC 28557 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na New Bern NC 02/2013 Present
Wells Fargo Advisors, ;Llc. New Bern NC 09/2014 11/2016
Wells Fargo Clearing Services, Llc New Bern NC 11/2016 Present
  • 02/2013 → Present
    Wells Fargo Bank Na
    New Bern, NC
  • 09/2014 → 11/2016
    Wells Fargo Advisors, ;Llc.
    New Bern, NC
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    New Bern, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-12-03
S63 Uniform Securities Agent State Law Examination 2014-11-12
  • S65 Uniform Investment Adviser Law Examination
    2014-12-03
  • S63 Uniform Securities Agent State Law Examination
    2014-11-12
Other Names
  • Aleksandr Dominick Goldberg-Rugalev
  • Aleksandr Dominic Goldberg
  • Sasha Goldberg

View on SEC IAPD

Other Firms

RAYMOND JAMES & ASSOCIATES, INC.
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
OSAIC INSTITUTIONS, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
OSAIC WEALTH, INC.
MORGAN STANLEY
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Other Investors

MATTHEW STEPHEN BENNETT
Gary R Bechtold
EDWARD MONTGOMERY KNOX
TIMOTHY CALHOUN GRAY
EMILY ROGERS HARVEY
CHARLES WARREN MINTZ
Savannah Castor King
JOHN DAVID THOMAS

Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC

More in Wilmington, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor