Timmy Pham

Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2020-06-08

CA RA
APPROVED

Since 2020-06-08

Branch Locations

Citi Retail Banking Morgan Hill Branch, 17085 Monterey Rd., Morgan Hill, CA 95037 • United States

Citi Retail Banking 1096 Blossom Hill Road, San Jose, CA 95123 • United States

Citi Wealth Management, Sales One Market Plaza, 40Th Fl, San Francisco, CA 94105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Citigroup Global Markets Inc.	Fremont	CA	08/2015	Present

08/2015 → Present

Citigroup Global Markets Inc.

Fremont, CA

Other Businesses

Rental Property - San Jose, CA; Investment-related; Affiliation started 10/15/2013; Title: Owner; Duties: Collect rent monthly; No time is devoted to the rental during security trading hours; 1 hour is devoted to the rental outside of security trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2020-06-08
S63	Uniform Securities Agent State Law Examination	2014-10-22

S65 Uniform Investment Adviser Law Examination

2020-06-08
S63 Uniform Securities Agent State Law Examination

2014-10-22

Other Names

Thuong Hoai Pham

View on SEC IAPD