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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-11-02 |
| LA | RA | APPROVED | 2015-07-08 |
| MS | RA | APPROVED | 2015-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| College For Financial Planning | Centennial | CO | 11/2013 | Present |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Monroe | LA | 04/2015 | Present |
| Bank Of America, N.A. | Monroe | LA | 06/2015 | Present |
I*122139 For profit or not for profit: For-Profit Organization Name of outside business organization: Highland Heights LLC Investment related: N Address of business: West Monroe, Louisiana 71291 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 4/1/2019 Number of hours devoted: 4 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Highland Heights LLC is a family-owned LLC containing rental property which my spouse manages. I*2021319, Entity Type, Entity Charitable, Name of OBA: THE FIRST BAPTIST CHURCH OF WEST MONROE, LA, Address: West Monroe, LA, 71291, Investment Related: No, Position, Title, Association: Committee (Finance), Employee Start Date: 10/20/2024, No Hours: 2hrs/Mo, No Hours during trading: 0, Duties: They have asked me to voluntarily serve as a general member of the Finance Committee of the church. Will have no access to funds and will not be directing any investment activities. Role is to provide general guidance regarding budgets, spending, and future capital expenditures.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2015-07-07 |
| S65 | Uniform Investment Adviser Law Examination | 2014-10-10 |
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