William Wailam Sum

Employer firm

Eagle Strategies LLC CRD 110826

$32.0B regulatory AUM 6,662 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2017 → Present
  Nylife Securities Llc
  Sugar Land, TX
• 09/2014 → Present
  New York Life Insurance Co
  Sugar Land, TX
• 06/2023 → Present
  William & Associates Insurance Agency Llc
  Sugarland, TX
• 12/2024 → Present
  Eagle Strategies Llc
  Sugar Land, TX

Other Businesses

[Insurance Brokering; Agent is to be appointed with various outside insurance companies for the purpose of brokering non-registered insurance products; 14938 Sugar Sweet dr, Sugar Land Texas 77498; Start Date 02/2019; Role/Title: Insurance Broker; Investment Related; 10 hours per month; 2 hours per month during securities trading hours] [Property and Casualty Sales; I would like to do property and casualty insurance. I will get appointed with independent insurance broker. My main full time job is still New York life insurance.; 14938 Sugar sweet dr, sugar land Texas 77498; Start Date 07/2021; Role/Title: Insurance Broker; Investment Related; 20 hours per month; 10 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF William & Associates Insurance Agency LLC FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; SUGARLAND TX; START DATE: 06/2023] [JS 2086, LLC; JS 2086, rental property. JS 2086-collects rental income from tenants; 14938 Sugar Sweet dr, Sugar Land Texas 77498; Start Date 12/2019; Role/Title: Owner; Investment Related; 6 hours per month; 2 hours per month during securities trading hours; collect rent][JG 1103, LLC; owns a rental house, collect rental income; 1103 Arden Oaks Dr, Sugar Land TX 77479; Start Date 06/2025; Role/Title: Owner; Not Investment Related; 6 hours per month; 0 hours per month during securities trading hours][WL 1121, LLC; rental property.; 14938 sugar sweet dr, sugar land tx 77498; Start Date 06/2014; Role/Title: Owner; Investment Related; 5 hours per month; 1 hours per month during securities trading hours; collect rent]

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-06-21

Designations

• Chartered Financial Consultant

Other Names

• Wailam Sum
• William Sum
• Wai Lam Sum
• William Wallam Sum
• William Wailam Sum