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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-06 |
| AR | RA | APPROVED | 2017-10-16 |
| MO | RA | APPROVED | 2017-10-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Arvest Asset Management | Bentonville | AR | 02/2015 | 04/2017 |
| National Planning Corporation | Rogers | AR | 04/2017 | 10/2017 |
| Osaic Wealth, Inc. | Rogers | AR | 10/2017 | Present |
1. NORTHSIDE QUEENS, INC POSITION: President NATURE: S-Corp created for tax purposes INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 12/28/2018 ADDRESS: 802 N. 20th Place, Rogers AR 72756, United States DESCRIPTION: Northside Queens, Inc - S Corp was created for tax purposes due to income all being 1099. There are no ongoing duties outside of tax filing each year. 2. NWACC FINANCE COMMITTEE POSITION: Finance Committee member NATURE: Community College INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/30/2023 ADDRESS: One College Drive, Bentonville AR 72712, United States DESCRIPTION: Attend a Finance Meeting every other month with members of the Finance Board for Northwest Arkansas Community College. The purpose of the committee members is to bring knowledge related to budgeting, costs, revenue, and investments to help in annual planning for the college. 3. LIFEPOINTE FINANCIAL PLANNING POSITION: Owner / Financial Planner NATURE: Sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/09/2023 ADDRESS: 802 N 20th Place, Rogers AR 72756, United States DESCRIPTION: Sales and service for various insurance companies. Fixed insurance (Life, Health, LTC) and Fixed Annuity 4. GOLDEN HOUR OVERLOOK AIRBNB POSITION: Owner NATURE: AirBNB rental property INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 06/22/2026 ADDRESS: 5 Brig Dean Rd, Rogers AR 72756, United States DESCRIPTION: Owner of the real estate. We have a property management company who handles 100% of the duties related to advertising, booking, communication, and maintenance of the property. 5. THE HAUGE FAMILY REVOCABLE TRUST POSITION: Trustee NATURE: Personal Trust for family estate planning purposes. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 08/14/2026 ADDRESS: 525 Chattin Cir, Bentonville AR 72713, United States DESCRIPTION: Trustee for my own Trust
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-05-25 |
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