Best Investors Account Sign in

Caroline S Camp

Morgan Stanley

Wayzata, MN

Minneapolis, MN

Claim This Profile
Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2024-06-07
TX RA APPROVED 2024-06-07
  • MN RA
    APPROVED
    Since 2024-06-07
  • TX RA
    APPROVED
    Since 2024-06-07

Branch Locations

445 East Lake Street Suite 320, Wayzata, MN 55391 • United States

225 South 6Th Street, Minneapolis, MN 55402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Bloomington MN 09/2014 09/2016
Ubs Financial Services Inc. Bloomington MN 09/2016 10/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Wayzata MN 11/2021 05/2024
Morgan Stanley Smith Barney Llc Minneapolis MN 05/2024 Present
  • 09/2014 → 09/2016
    Morgan Stanley Smith Barney Llc
    Bloomington, MN
  • 09/2016 → 10/2021
    Ubs Financial Services Inc.
    Bloomington, MN
  • 11/2021 → 05/2024
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Wayzata, MN
  • 05/2024 → Present
    Morgan Stanley Smith Barney Llc
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-04-01
  • S66 Uniform Combined State Law Examination
    2017-04-01
Designations
Other Names
  • Caroline Sue Stanek
  • Caroline Stanek Camp

View on SEC IAPD

Other Firms

LARSON FINANCIAL GROUP, LLC
EDWARD JONES
WALLEYE CAPITAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
GARDA CAPITAL PARTNERS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
LPL FINANCIAL LLC
BANNERSTONE CAPITAL

Other Investors

JOSEPH ANTHONY DELMONICO
GREGORY CHARLES RIELAND
BRIAN JEROME WARPINSKI
JEAN PAUL PRENEVOST
ESTELLA MORA ECKART
JESSICA ROSE HINDERMANN
Keighley J Spott
GREGORY PAUL OLSON

Other Offices

LARSON FINANCIAL GROUP, LLC · Wayzata, MN
EDWARD JONES · Wayzata, MN
WALLEYE CAPITAL LLC · WAYZATA, MN
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WAYZATA, MN
GARDA CAPITAL PARTNERS · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA, MN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WAYZATA , MN
LPL FINANCIAL LLC · WAYZATA, MN

More in Wayzata, MN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor