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Oscar A Bates

Cetera Investment Advisers LLC

Glasgow, KY

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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-09-05
  • KY RA
    APPROVED
    Since 2025-09-05

Branch Locations

Glasgow, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avantax Investment Services, Inc. Glasgow KY 09/2014 09/2025
Commonwealth Tax Professionals Bowling Green KY 08/2009 Present
Avantax Insurance Agency, Llc Glasgow KY 09/2014 09/2025
Commonwealth Tax Professionals Glasgow KY 08/2009 Present
Avantax Advisory Services Glasgow KY 07/2018 09/2025
Cetera Wealth Services, Llc Tompkinsville KY 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 09/2014 → 09/2025
    Avantax Investment Services, Inc.
    Glasgow, KY
  • 08/2009 → Present
    Commonwealth Tax Professionals
    Bowling Green, KY
  • 09/2014 → 09/2025
    Avantax Insurance Agency, Llc
    Glasgow, KY
  • 08/2009 → Present
    Commonwealth Tax Professionals
    Glasgow, KY
  • 07/2018 → 09/2025
    Avantax Advisory Services
    Glasgow, KY
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Tompkinsville, KY
  • 09/2025 → Present
    Cetera Investment Advisers Llc
    Schaumburg, IL
Previous Registrations
  • 2018-07-24 → 2025-09-05
    Avantax Advisory Services
    Glasgow, KY
Other Businesses

Commonwealth Tax Professionals~'NIR'~101 Cameron Ct~Glasgow~KY~42141~Other~Other~8/1/2009~160hrs~120hrs~Provide tax prep services

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-11-20
  • S63 Uniform Securities Agent State Law Examination
    2014-11-20
Designations

View on SEC IAPD

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