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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-13 |
Branch Locations
One Orange Way B1S, Windsor, CT 06095 • United States
Saratoga Springs, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial | Fort Plains | IL | 05/2017 | 07/2017 |
| Voya Financial Advisors, Inc. | Gansevoort | NY | 08/2017 | Present |
| Unemployed | Gansevoort | NY | 10/2015 | 05/2017 |
| Empire State Wealth Management | Saratoga Springs | NY | 05/2023 | Present |
NAME OF ENTITY:GREGORY GOSIER; No; 21 BARRINGTON DR; GANSEVOORT; NY; 12831; FINANCIAL SERVICES; REP ASSISTANT; 8/21/2017; 80; 80; PROVIDE ADMIN DUTIES AND ASSIST REP WITH CLIENTS PAPERWORK,PHONE,FILING.|NAME OF ENTITY:Home Base Recruiting; No; 62 Challedon Dr; Wilton; NY; 12831; Recruiting Company; Recruiter; 1/28/2019; 10; 10; Conducting phone interviews for potential hires for clients; specifically in the IT business.| EMPIRE STATE WEALTH MANAGEMENT POSITION: Registered Assistant NATURE: Greg is the owner of the DBA, and as his administrative assistant, I assist in his sales & marketing activities INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 05/09/2023 ADDRESS: 40 Newton Avenue, Saratoga Springs NY 12866, United States DESCRIPTION: I am in charge of the day to day operations of the office. I handle marketing as well.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-10-12 |
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