Brad John Hansen

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MI	RA	APPROVED	2015-09-21
OH	RA	APPROVED	2010-01-20

MI RA
APPROVED

Since 2015-09-21
OH RA
APPROVED

Since 2010-01-20

Branch Locations

Salem, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Boardman	MI	01/2010	Present
Talmer Bank And Trust	Boardman	MI	02/2014	11/2016

01/2010 → Present

Lpl Financial, Llc

Boardman, MI
02/2014 → 11/2016

Talmer Bank And Trust

Boardman, MI

Previous Registrations

2008-03-28 → 2010-01-04

Chase Investment Services Corp.

Poland, OH
2006-07-21 → 2007-08-14

Ubs Financial Services Inc.

Canfield, OH

Other Businesses

1. 11/23/2016: Southern Cross Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 11/21/2016 - 160 Hours Per Month/5 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-07-20

S66 Uniform Combined State Law Examination

2006-07-20

Other Names

Brad J Hansen

View on SEC IAPD