James C Kelly

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2014 → 10/2016
  West Capital Management Inc.
  Philadelphia, PA
• 03/2022 → 05/2025
  Wells Fargo Bank
  Radnor, PA
• 03/2022 → 05/2025
  Wells Fargo Clearing Services
  Radnor, PA
• 11/2017 → 03/2022
  Pnc Bank
  Philadelphia, PA
• 10/2016 → 11/2017
  West Capital Management
  Philadelphia, PA
• 03/2022 → 05/2024
  Drexel University School Of Law
  Philadelphia, PA
• 08/2025 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 10/2025 → Present
  Northwestern Mutual Investment Services Llc
  Milwaukee, WI

Previous Registrations

• 2022-04-29 → 2025-05-29
  Wells Fargo Clearing Services, Llc
  Radnor, PA
  St. Louis, MO
  Radnor, PA
• 2024-10-11 → 2025-05-28
  Wells Fargo Advisors Financial Network, Llc
  Plymouth Meeting, PA
  St. Louis, MO
• 2016-10-18 → 2017-12-01
  Bryn Mawr Trust Advisors, Llc
  Philadelphia, PA
• 2015-01-15 → 2017-03-30
  West Capital Management, Inc.
  Philadelphia, PA

Other Businesses

1. PHILADELPHIA ESTATE PLANNING COUNCIL, NOT INV RELATED, MOORESTOWN, NJ, MEMBER OF THE BOARD OF DIRECTORS, START 1/1/2021, 3 HOURS PER MONTH, 3 HOURS DURING TRADING, PROFESSIONAL NETWORKING ORGANIZATION, SELECTING SPEAKERS. 2.DREXEL UNIVERSITY, NOT INV RELATED, PHILADELPHIA, PA, INSTRUCTOR, START 1/1/2023, 12 HOURS PER MONTH, 1.5 HOURS DURING TRADING, TEACHING COURSE TITLED FEDERAL INCOME TAX LAW. 3. MEMBER OF BOARD OF DIRECTORS, PHILADELPHIA ESTATE PLANNING COUNSEL, P.O. BOX 579, MOORESTOWN, , NEW JERSEY, 08057, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 12/5/2021, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, BOARD OF DIRECTORS - MONTHLY MEETINGS ON PROGRAMMING. NON-INVESTMENT RELATED. 4. MEMBER OF CHURCH VESTRY, ST. DAVID'S CHURCH, 763 S VALLEY FORGE RD, WAYNE, PENNSYLVANIA, 19087, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 04/22/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NOT INVESTMENT RELATED

Exams

• S66 Uniform Combined State Law Examination
  2022-10-11
• S65 Uniform Investment Adviser Law Examination
  2015-01-15

Designations

• Certified Financial Planner

Other Names

• James Curran Kelly