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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2014-12-02 |
Branch Locations
301 Tresser Blvd Office Of Cao - Awl Local Markets Organization, Stamford, CT 06901 • United States
80 S 8Th St, Minneapolis, MN 55402 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Minneapolis | MN | 09/2014 | Present |
I OWN AS A SOLE PROPRIETOR AN RESIDENTIAL RENTAL PROPERTY. THIS IS NOT IN THE INVESTMENT BUISINESS AND I SPEND LESS THAN ONE HOUR A MONTH MANAGING THIS BUSINESS.I*125886For profit or not for profit: Non-Profit OrganizationName of outside business organization: 2026 Prior Lake - Lakers Baseball ClubInvestment related: NAddress of business:Savage, Minnesota 55378Nature of business: Charitable Organization,Position, title, association: Director, Start date of relationship: 9/1/2019Number of hours devoted: 10 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: Fundraising and general organization of a baseball tripI*375726For profit or not for profit: Entity For ProfitName of outside business organization: The Snow Lakes Group LLCInvestment related: NAddress of business: Zimmerman, Minnesota, 55398Nature of business: ["Limited Liability Company"]Position, title, association: ["Director"], Start date of relationship: 7/1/2014Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: , This is a real estate holding company for a family property I*446335 Entity Type: Entity Charitable Name of OBA: Prior Lake Athletics for Youth Address: Prior Lake, Minnesota, 55372 Investment Related: No Position, Title, Association: Director Employee Start Date: 10/15/2017 Number of Hours: 10, Monthly Number of Hours during trading: 0, Monthly Duties: To lead a youth sports program Engage in activities as directed by the board.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-01 |
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