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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2022-08-29 |
| TX | RA | APPROVED | 2022-08-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks | Jefferson | OH | 10/2014 | 08/2022 |
| Lpl Financial | Jefferson | OH | 08/2022 | Present |
1- 08/2022 / Pelorus Wealth Management / DBA for LPL Business (entity for LPL business) / Investment Related / Jefferson, OH 44047 2- 10/2014 / Pelorus Financial Group / Non-Variable Insurance / Investment Related / Jefferson, OH 44047 3- 03/06/2024 / NMS Investments LLC / Non-Investment Related / Jefferson, OH / Business Entity For Tax/Investment Purposes Only / Started: 8/29/2022 / 1 Hr/Mo; 0 Hr During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-04-24 |
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