Thomas Mancuso

Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2016 → 04/2018
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 07/2017 → Present
  Prime Capital Investment Advisors, Llc
  Overland Park, KS
• 04/2018 → 12/2018
  Private Client Services
  Louisville, KY

Previous Registrations

• 2016-02-22 → 2017-10-13
  Lawing Financial Inc
  Overland Park, KS
• 2015-02-19 → 2016-02-24
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Leawood, KS

Other Businesses

1) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 02/2021, 10 hrs./mo., 10 hrs during trading hours, sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs). 2) CHHSZ HOLDINGS, LLC, INVESTMENT-RELATED, 6201 COLLEGE BLVD SUITE #150, OVERLAND PARK, KS 66211, CHHSZ HOLDINGS, LLC IS A LIMITED LIABILITY COMPANY,"LLC" FORMED IN OCTOBER, 2019 UNDER THE LAWS OF THE STATE OF DELWARE. CHHSZ HOLDINGS, LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC ("PCIA"), A FEDERALLY REGISTERED INVESTMENT ADVISER, MEMBER, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY) SERVICES AS AN IAR OF PCIA. 3) THEMATIC INVESTMENTS, LLC (BAD INVESTMENT COMPANY), INVESTMENT RELATED, 9500 NALL, STE400, OVERLAND PARK, KS 66207, ETF FUND, CHIEF COMPLIANCE OFFICER/PRESIDENT/OWNER, 12/2021, 80 HOURS PER MONTH, 2 HOURS DURING TRADING, COORDINATING OF ALL ACTVITIES INVOLVED IN LAUNCH OF ETF WHICH INCLUDES, BUT IS NOT LIMITED TO, REGISTRATION, MARKETING, INVESTMENT DIRECTION.

Exams

• S66 Uniform Combined State Law Examination
  2015-02-18

Other Names

• Thomas John Mancuso