Christopher Becker

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-05-22

TX RA
APPROVED

Since 2015-05-22

Branch Locations

17802 W Interstate 10 Ste 114, San Antonio, TX 78257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Texas State University	San Marcos	TX	01/2013	Present
Northwestern Mutual Life Insurance Company	Milwaukee	WI	09/2014	Present
Northwestern Mutual Investment Services Llc	Addison	TX	09/2014	12/2018
Northwestern Mutual Wealth Management Company	Milwaukee	WI	01/2017	Present
Northwestern Mutual Investment Services, Llc	San Antonio	TX	01/2019	Present

01/2013 → Present

Texas State University

San Marcos, TX
09/2014 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
09/2014 → 12/2018

Northwestern Mutual Investment Services Llc

Addison, TX
01/2017 → Present

Northwestern Mutual Wealth Management Company

Milwaukee, WI
01/2019 → Present

Northwestern Mutual Investment Services, Llc

San Antonio, TX

Other Businesses

1. OUTSIDE INSURANCE, AFLAC, GENERAL SALES/SERVICING, START DATE: 2/7/2017, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, SELLING GROUP INSURANCE PRODUCTS

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-05-21

S66 Uniform Combined State Law Examination

2015-05-21

View on SEC IAPD