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Hightower Advisors, LLC CRD 145323
$199B regulatory AUM 500 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-04-25 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
2500 Westchester Avenue Suite 210, Purchase, NY 10577 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 08/2015 | 08/2022 |
| Bank Of America, N.A. | New York | NY | 05/2022 | 08/2022 |
| First Republic Securities Company, Llc | New York | NY | 08/2022 | 04/2023 |
| First Republic Investment Management, Inc. | New York | NY | 08/2022 | 04/2023 |
| Hightower Advisors | Purchase | NY | 04/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-27 |
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