Randale John Honaker

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2015-04-27
OH	RA	APPROVED	2014-12-02

TX RA
APPROVED

Since 2015-04-27
OH RA
APPROVED

Since 2014-12-02

Branch Locations

3601 Rigby Road Suite 500, Miamisburg, OH 45342 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Miamisburg	OH	09/2014	Present
U.S. Navy	Dayton	OH	08/2014	Present

09/2014 → Present

Ubs Financial Services Inc

Miamisburg, OH
08/2014 → Present

U.S. Navy

Dayton, OH

Other Businesses

Wright Memorial Public Library / 1776 Far Hils Ave Oakwood,OH 45419 / Charity/ Education / Public library / Member of Board of directors / / Oversight of library director / Start Date 12/12/2016 /

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-12-02

S66 Uniform Combined State Law Examination

2014-12-02

Other Names

Randale John Honaker

View on SEC IAPD