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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-04-03 |
Branch Locations
280 Congress St Suite 1300, Boston, MA 02210 • United States
Marion, MA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mass Mutual Life Insurance Company | Boston | MA | 12/2014 | Present |
| Mml Investors Services | Colchester | VT | 08/2015 | 02/2017 |
| Vermont Army National Guard | Jericho | VT | 05/2013 | 07/2024 |
| Mml Investors Services, Llc | Boston | MA | 05/2017 | Present |
Name: Father Rick, LLC Inv rel: N Add: 280 Congress Street, Suite 1300, Boston, MA 02210 Nature: Member of LLC for Race Horse Ownership Position: Member Start date: 03/30/2026 No. HR/MO: 1 No. HR/MO during sec trading: 0 Describe duties: No active duties
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-06-26 |
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