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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2024-08-19 |
| TX | RA | APPROVED | 2024-08-19 |
Branch Locations
777 Beachway Drive Suite 108, Indianapolis, IN 46224 • United States
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Indianapolis | IN | 10/2014 | 01/2017 |
| Thrivent Financial | Appleton | WI | 03/2015 | 03/2017 |
| Regions Bank | Indianapolis | IN | 03/2017 | 03/2022 |
| Rdw Financial | Indianapolis | IN | 03/2022 | Present |
| Madison Avenue Securities | San Diego | CA | 12/2022 | 07/2024 |
| Foundations Investment Advisors, Llc | Phoenix | AZ | 08/2024 | Present |
1.) RDW FINANCIAL GROUP; INVESTMENT-RELATED: YES; 777 BEACHWAY DRIVE SUITE 108, INDIANAPOLIS IN 46224; FINANCIAL SERVICES; POSITION: REGISTERED REPRESENTATIVE/INSURANCE AGENT; START DATE: 12/2022; HOURS: 160/MONTH 2) RDW FINANCIAL GROUP; INVESTMENT RELATED - 777 BEACHWAY DRIVE SUITE 108, INDIANAPOLIS IN 46224; NON-LEGAL ESTATEPLANNING ADMINISTRATIVE SERVICES USING 3RD PARTY ENCORE ESTATE; DUTIES INCLUDE NON-LEGAL SERVICES TO ASSIST CLIENTS WITH DOCUMENT ORGANIZATION, DATA ENTRY, AND PLATFORM NAVIGATION RELATED TO ESTATE PLANNING SOFTWARE. 4 HRS/MONTH SPENT ON ACTIVITY.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-12 |
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