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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2026-02-13
  • OR RA
    APPROVED
    Since 2026-02-13

Branch Locations

11521 Sunnyside Rd, Clackamas, OR 97015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Key Investment Services Llc Lake Oswego OR 09/2014 12/2017
Key Bank Lake Oswego OR 09/2013 12/2017
Key Investment Services Troutdale OR 12/2017 05/2019
U.S. Bancorp Investments, Inc. Portland OR 05/2019 02/2026
U.S. Bank Clackamas OR 05/2021 Present
U.S. Bancorp Advisors, Llc Clackamas OR 02/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-09-18
S63 Uniform Securities Agent State Law Examination 2014-11-11
  • S66 Uniform Combined State Law Examination
    2017-09-18
  • S63 Uniform Securities Agent State Law Examination
    2014-11-11
Other Names
  • Phil Swayze

View on SEC IAPD

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