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7134 S.YAle Ave Ste 700, Tulsa, OK 74136 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-04-22 |
| OK | RA | APPROVED | 2023-12-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Tulsa | OK | 10/2014 | 11/2023 |
| Thrivent Financial | Appleton | WI | 04/2015 | 11/2023 |
| Lpl Financial Llc | Tulsa | OK | 12/2023 | Present |
| Ttcu Federal Credit Union | Tulsa | OK | 12/2023 | 02/2026 |
| Suntex Crosstimbers Marina | Sperry | OK | 03/2022 | 11/2023 |
1) 11/2023 - Regent Financial Services, Inc. / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 03/01/2024 - Drawbridge Capital LLC - Registered Investment Advisor Hybrid - Advisor - Investment Related - At Reported Business Location(s) - Start Date 12/1/2023 - 40 Hours Per Month - I provide investment advisory services through Drawbridge Capital LLC, an independent investment advisor firm. I started this business activity in 12/2023. I expect to spend approximately 40 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 07/13/2026 - Regent Financial Services Insurance Agency - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 07/06/2026 - 5 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-28 |
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