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Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-05-07
  • MA RA
    APPROVED
    Since 2025-05-07

Branch Locations

Boston, MA • United States

200 Berkeley St., Boston, MA 02116-5022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pioneer Funds Distributor, Inc. Boston MA 08/2015 06/2017
Amundi Pioneer Distributor, Inc. Boston MA 07/2017 12/2020
Amundi Distributor Us, Inc. Boston MA 01/2021 04/2025
John Hancock Boston MA 05/2025 Present
John Hancock Investment Management Distributors Boston MA 05/2025 Present
  • 08/2015 → 06/2017
    Pioneer Funds Distributor, Inc.
    Boston, MA
  • 07/2017 → 12/2020
    Amundi Pioneer Distributor, Inc.
    Boston, MA
  • 01/2021 → 04/2025
    Amundi Distributor Us, Inc.
    Boston, MA
  • 05/2025 → Present
    John Hancock
    Boston, MA
  • 05/2025 → Present
    John Hancock Investment Management Distributors
    Boston, MA
Previous Registrations
  • 2021-01-04 → 2025-04-25
    Amundi Asset Management Us, Inc.
    Boston, MA
  • 2016-05-20 → 2020-12-31
    Amundi Pioneer Institutional Asset Management, Inc.
    Boston, MA
Other Businesses

1.) OBA Details: a. OBA Name: Rental Property b. Investment-related? No c. OBA Address: ?217 Neponset Ave., Boston, MA 02124 - Start Date: 6/26/2017 ?33 Greenbrier St., Boston, MA 02124 - Start Date: 1/3/2025 ?498 Beech St., Roslindale, MA 02131- Start Date: 1/19/2024 ?440 Main St., Weymouth, MA 02190 - Start Date: 9/30/2022 ?62 Bay State Rd. Quincy, MA 02171- Start Date: 9/20/2018 d. OBA Nature: Rental Property Management e. Position, Title, or Relationship with the OBA: Landlord/Owner f. OBA Start Date: See above g. Approximate number of hours/month devoted to the OBA: ~ 8 hours h. Number of hours devoted to the OBA during securities trading hours: 0 i. Brief description duties related to the OBA: Manages rental properties and ensures they are safe, habitable, and compliant with local laws.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-05-06
S63 Uniform Securities Agent State Law Examination 2014-12-05
  • S65 Uniform Investment Adviser Law Examination
    2016-05-06
  • S63 Uniform Securities Agent State Law Examination
    2014-12-05
Other Names
  • Michael Dinh Tran

View on SEC IAPD

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