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David Dirks

Plum Street Advisors, LLC

Newton, MA

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Current Employers
Plum Street Advisors, Llc

New Orleans, LA • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-12
WA RA APPROVED 2019-07-11
FL RA APPROVED 2017-07-19
MA RA APPROVED 2017-03-21
CA RA APPROVED 2017-03-10
LA RA APPROVED 2017-03-10
  • NY RA
    APPROVED
    Since 2021-06-12
  • WA RA
    APPROVED
    Since 2019-07-11
  • FL RA
    APPROVED
    Since 2017-07-19
  • MA RA
    APPROVED
    Since 2017-03-21
  • CA RA
    APPROVED
    Since 2017-03-10
  • LA RA
    APPROVED
    Since 2017-03-10

Branch Locations

154 Wells Avenue Suite 3, Newton, MA 02459 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mbsc Securities Corporation Boston MA 07/2007 09/2016
The Bank Of New York Mellon Boston MA 01/2009 09/2016
Mellon Capital Management Corporation Boston MA 01/2009 09/2016
Plum Street Advisors, Llc Needham MA 11/2016 Present
  • 07/2007 → 09/2016
    Mbsc Securities Corporation
    Boston, MA
  • 01/2009 → 09/2016
    The Bank Of New York Mellon
    Boston, MA
  • 01/2009 → 09/2016
    Mellon Capital Management Corporation
    Boston, MA
  • 11/2016 → Present
    Plum Street Advisors, Llc
    Needham, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-03-10
S63 Uniform Securities Agent State Law Examination 2006-06-19
  • S65 Uniform Investment Adviser Law Examination
    2017-03-10
  • S63 Uniform Securities Agent State Law Examination
    2006-06-19
Other Names
  • David Mcgarty Dirks

View on SEC IAPD

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