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Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Transamerica Retirement Advisors, Llc

6400 C Street Sw, Cedar Rapids, IA 52499 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-04-09
  • TN RA
    APPROVED
    Since 2025-04-09

Branch Locations

Cleveland, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
High Country Adventures Ocoee TN 01/2011 09/2017
Horace Mann Companies Springfield IL 02/2015 12/2018
Horace Mann Investors, Inc. Springfield IL 02/2015 12/2018
Horace Mann Companies Springfield IL 01/2019 05/2024
Horace Mann Investors, Inc Springfield IL 05/2024 02/2025
Horace Mann Companies Springfield IL 05/2024 02/2025
Transamerica Investors Securities, Llc Cleveland TN 02/2025 Present
Transamerica Life Insurance Company Cleveland TN 02/2025 Present
  • 01/2011 → 09/2017
    High Country Adventures
    Ocoee, TN
  • 02/2015 → 12/2018
    Horace Mann Companies
    Springfield, IL
  • 02/2015 → 12/2018
    Horace Mann Investors, Inc.
    Springfield, IL
  • 01/2019 → 05/2024
    Horace Mann Companies
    Springfield, IL
  • 05/2024 → 02/2025
    Horace Mann Investors, Inc
    Springfield, IL
  • 05/2024 → 02/2025
    Horace Mann Companies
    Springfield, IL
  • 02/2025 → Present
    Transamerica Investors Securities, Llc
    Cleveland, TN
  • 02/2025 → Present
    Transamerica Life Insurance Company
    Cleveland, TN
Other Businesses

1. Short Term Rental Property listed on Airbnb; TWO RAVENS LLC, 1002 17th Street NW, Cleveland TN 37311, United States POSITION: Owner NATURE: Short term rental Not INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2023

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-04-07
S63 Uniform Securities Agent State Law Examination 2015-06-09
  • S65 Uniform Investment Adviser Law Examination
    2025-04-07
  • S63 Uniform Securities Agent State Law Examination
    2015-06-09

View on SEC IAPD

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