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Inactive

John Timothy Koenig

Capstone Financial Advisors Inc

Downers Grove, IL

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Current Employers
Capstone Financial Advisors Inc

2001 Butterfield Road Suite 1750, Downers Grove, IL 60515 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-02-07
TX RA APPROVED 2024-02-07
  • IL RA
    APPROVED
    Since 2024-02-07
  • TX RA
    APPROVED
    Since 2024-02-07

Branch Locations

2001 Butterfield Road Suite 1750, Downers Grove, IL 60515 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Heritage Wealth Architects, Llc St. Paul MN 07/2015 09/2017
Capstone Financial Advisors, Inc. Downers Grove IL 02/2018 Present
Part-Time Student St. Paul MN 10/2017 02/2018
  • 07/2015 → 09/2017
    Heritage Wealth Architects, Llc
    St. Paul, MN
  • 02/2018 → Present
    Capstone Financial Advisors, Inc.
    Downers Grove, IL
  • 10/2017 → 02/2018
    Part-Time Student
    St. Paul, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-08-18
  • S65 Uniform Investment Adviser Law Examination
    2015-08-18
Designations
Other Names
  • John Koenig

View on SEC IAPD

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Other Offices

JMG FINANCIAL GROUP LTD · DOWNERS GROVE, IL
ARBOR FINANCIAL SERVICES, LLC · DOWNERS GROVE, IL
FELDMAN, INGARDONA & CO · DOWNERS GROVE, IL
CLEMENT STREET CAPITAL LLC · DOWNERS GROVE, IL
EAGLE STRATEGIES LLC · DOWNERS GROVE, IL
AMERIPRISE FINANCIAL SERVICES, LLC · DOWNERS GROVE, IL
EDWARD JONES · DOWNERS GROVE, IL
APOLLON FINANCIAL, LLC · Downers Grove, IL

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