Connie Perrin Lieux

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 08/2017
  Raymond James Financial Services, Inc
  Baton Rouge, LA
• 08/2017 → 03/2023
  Raymond James Financial Services, Inc
  Baton Rouge, LA
• 09/2014 → 05/2023
  Financial Benefits, Inc
  Baton Rouge, LA
• 10/2017 → 05/2023
  Shobe & Associates, Inc.
  Baton Rouge, LA
• 09/2014 → 03/2023
  The Shobe Financial Group-Dba For Shobe & Associates Inc.
  Baton Rouge, LA
• 03/2023 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cwm, Dba Carson Partners - Crd # 155344
  Baton Rouge, LA
• 03/2023 → Present
  Cwm, Llc Dba Carson Group Holdings
  Baton Rouge, LA
• 03/2023 → 05/2023
  Cwm, Llc Dba Carson Wealth-The Shobe Financial Group
  Baton Rouge, LA

Previous Registrations

• 2018-01-10 → 2023-05-11
  The Shobe Financial Group
  Baton Rouge, LA

Other Businesses

1. NAME OF OTHER BUSINESS: CWM, DBA CARSON PARTNERS - CRD # 155344 INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SEC REGISTERED INVESTMENT ADVISORY FIRM THAT PROVIDES PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, ESTATE PLANNING AND ADDITIONA ADVISORY SERVICES POSITION/TITLE/RELATIONSHIP: REGISTERED ADMIN START DATE: 2/2023 APX NUMBER OF HOURS PER WEEK: 27.5 APX NUMBER OF HOURS DURING TRADING HOURS: 27.5 BRIEF DESCRIPTION OF DUTIES: PROVIDING OPERATIONAL SUPPORT TO REPS WHEN NEEDED; 2. NAME OF OTHER BUSINESS: CWM, LLC DBA CARSON GROUP HOLDINGS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 2/2023 POSITION/TITLE/RELATIONSHIP: OPERATIONS APX NUMBER OF HOURS PER WEEK: 27.5 APX NUMBER OF HOURS DURING TRADING HOURS: 27.5 BRIEF DESCRIPTION OF DUTIES: HELP SUPPORT REPS IN OUR OFFICES WITH COMPLIANCE & DAY TO DAY OPERATIONS;

Exams

• S66 Uniform Combined State Law Examination
  2017-10-19

Other Names

• Connie Elizabeth Perrin
• Connie Elizabeth Perrin Lieux