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300 Fifth Avenue 26Th Floor, Pittsburgh, PA 15222-2722 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-07-31 |
Branch Locations
1329 Broadway Avenue, Atwater, CA 95301 • United States
3013 North Mchenry Avenue, Modesto, CA 95350 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bbva Securities Inc. | Lodi | CA | 11/2019 | 06/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 12/2012 | 11/2019 |
| Raymond James Financial Services, Inc | Stockton | CA | 06/2021 | 07/2024 |
| Raymond James Financial Services Advisors, In | Stockton | CA | 06/2021 | 07/2024 |
| Hickingbottom Financial Services | Lodi | CA | 01/2022 | 07/2024 |
| Pnc Investments Llc | Modesto | CA | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-08 |
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