Michael Robert Westfall

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2009 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Chicago, IL
• 01/2006 → Present
  Soccer Referee
  Various, IL
• 04/2018 → Present
  Bank Of America, N.A.
  Chicago, IL

Other Businesses

I*2175332, Entity Type: Entity For Profit, Name of OBA: The 813 Collective LLC, Address: Chicago, Illinois, 60612, Investment Related: N, Position, Title, Association: ["General Partner/Managing Member"], Employee State Date: 01/25/2025, No Hours: 0 Yearly, No Hours during Trading: 0 Yearly, Duties: very small family business, set up for my wife's neighborhood business of selling bread and other homemade goods to neighbors. I will not have any responsibilities in the business, she is running the business plan.

Exams

• S66 Uniform Combined State Law Examination
  2017-11-20