Jack Donald Mcguff

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
MS	RA	APPROVED	2021-06-04
TX	RA	APPROVED	2015-07-22

MS RA
APPROVED

Since 2021-06-04
TX RA
APPROVED

Since 2015-07-22

Branch Locations

2600 S Shore Blvd Ste 328, League City, TX 77573 • United States

5208 Broadway, Suite 204, Pearland, TX 77581 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Mcguff Financial Management	Pearland	TX	06/2014	07/2020
Lpl Financial, Llc	Pearland	TX	04/2015	Present

06/2014 → 07/2020

Mcguff Financial Management

Pearland, TX
04/2015 → Present

Lpl Financial, Llc

Pearland, TX

Other Businesses

1. 2/3/2016 - Petrochem Retirement Advisors - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 02/01/2016 - 80 Hours Per Month/75 Hours During Securities Trading. 2. 7/22/2020 - McGuff Financial - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/15/2020 - 40 Hours Per Month During Securities Trading. 3. 8/3/2020 - McGuff Tax Preparation - Investment Related - At Reported Business Location(s) - Tax Prep/Accounting/CPA - Owner - Started 07/01/2020 - 4 Hours Per Month/0 Hours During Securities Trading. 4. 1/7/2021 - Exclusive BGA - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Insurance Agent - Start Date: 1/6/2021 - 2 Hours Per Month/0 Hours During Securities Trading.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-07-22

S66 Uniform Combined State Law Examination

2015-07-22

Designations

Other Names

Jay Mcguff
Jack Donald Mcguff

View on SEC IAPD