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Round Rock, TX • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-11-16 |
| NY | RA | APPROVED | 2022-04-28 |
| NH | RA | APPROVED | 2014-11-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Granite State Capital Management, Llc | Hudson | NH | 06/2014 | Present |
| Wyoming Warehousing & Safe Deposit Company, Llc | Philadelphia | PA | 12/2019 | Present |
1) Wyoming Warehousing & Safe Deposit Company, LLC; Investment related: Yes; Location: 200 North 16th Street, Apt 1102 Philadelphia PA 19102 United States; Description: Private Real Estate Investing; Position Title: Sole Owner; Responsibilities Duties: Buy and hold real estate properties.; Start date: 2019-12-14; Hours during trading hours: 1; Hours outside trading hours: 1. 2) Book Royalties; Investment related: No; Location of the business: 6725 Brindisi Pl Round Rock TX 78665 United States; Position Title: Writer; Responsibilities Duties: None; Start date with business: 2020-12-20; Hours during trading hours: 0; Hours outside trading hours: 0. 3) Mr. Schleien provides coaching and consulting for individuals via www.thinkingtribal.com. This is not investment related. He spends approximately 4-5 hours a month on this outside business activity.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-17 |
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