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Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Empower Advisory Group, Llc

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2023-10-17
  • AZ RA
    APPROVED
    Since 2023-10-17

Branch Locations

Scottsdale, AZ • United States

8515 East Orchard Rd 4T2, Greenwood Village, CO 80111 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Company Llc Greenwood Village CO 09/2014 07/2017
Fidelity Brokerage Services Llc Scottsdale AZ 06/2018 04/2023
The Prince Royal'S College Chiang Mai 10/2017 03/2018
Empower Financial Services, Inc Greenwood Village CO 08/2023 Present
Unemployed Scottsdale AZ 05/2023 07/2023
Unemployed Greenwood Village CO 08/2017 09/2017
Unemployed Greenwood Village CO 04/2018 05/2018
  • 09/2014 → 07/2017
    Fidelity Brokerage Company Llc
    Greenwood Village, CO
  • 06/2018 → 04/2023
    Fidelity Brokerage Services Llc
    Scottsdale, AZ
  • 10/2017 → 03/2018
    The Prince Royal'S College
    Chiang Mai
  • 08/2023 → Present
    Empower Financial Services, Inc
    Greenwood Village, CO
  • 05/2023 → 07/2023
    Unemployed
    Scottsdale, AZ
  • 08/2017 → 09/2017
    Unemployed
    Greenwood Village, CO
  • 04/2018 → 05/2018
    Unemployed
    Greenwood Village, CO
Previous Registrations
  • 2018-12-04 → 2023-05-17
    Fidelity Personal And Workplace Advisors
    Scottsdale, AZ
  • 2015-05-08 → 2017-07-21
    Greenwood Village, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-27
S63 Uniform Securities Agent State Law Examination 2014-10-27
  • S66 Uniform Combined State Law Examination
    2015-04-27
  • S63 Uniform Securities Agent State Law Examination
    2014-10-27
Other Names
  • Dylan Hamilton Brosious

View on SEC IAPD

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