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Austin William Saxon

Strategic Advisers LLC

Las Vegas, NV

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Current Employers
Strategic Advisers Llc

155 Seaport Blvd, Boston, MA 02210-2698 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-12-18
NV RA APPROVED 2025-03-31
  • TX RA
    APPROVED_RES
    Since 2025-12-18
  • NV RA
    APPROVED
    Since 2025-03-31

Branch Locations

Las Vegas, NV • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank, Na Henderson NV 05/2016 05/2022
Wells Fargo Advisors, Llc Henderson NV 06/2016 11/2016
Wells Fargo Clearing Services, Llc Henderson NV 11/2016 05/2022
Fidelity Investments Covington KY 05/2022 Present
Fidelity Investments Boston MA 03/2025 Present
  • 05/2016 → 05/2022
    Wells Fargo Bank, Na
    Henderson, NV
  • 06/2016 → 11/2016
    Wells Fargo Advisors, Llc
    Henderson, NV
  • 11/2016 → 05/2022
    Henderson, NV
  • 05/2022 → Present
    Fidelity Investments
    Covington, KY
  • 03/2025 → Present
    Fidelity Investments
    Boston, MA
Previous Registrations
  • 2022-08-02 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Covington, KY
    Las Vegas, NV
  • 2016-07-05 → 2022-06-03
    Henderson, NV
    Las Vegas, NV
    Henderson, NV
    Las Vegas, NV
    Las Vegas, NV
  • 2015-05-14 → 2016-06-07
    Waddell & Reed
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-05-01
  • S66 Uniform Combined State Law Examination
    2015-05-01

View on SEC IAPD

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