Alexander Edward Szarka

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2011 → Present
  Szarka Financial
  North Olmsted, OH
• 10/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 10/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 09/2014 → 10/2016
  Fsc Securities Corporation
  North Olmsted, OH

Previous Registrations

• 2016-03-08 → 2016-10-05
  Fsc Securities Corporation
  North Olmsted, OH

Other Businesses

1) CIRA- 1776 Pleasant Plain Road, Fairfield IA 52556-8757. As advisory rep of an RIA. Investment related. 40/weekly, 40/trade. See Employment History for Start Date 2) ALEX SZARKA, 29691 LORAIN RD, NORTH OLMSTED, OH, INSURANCE AGENT SALES/INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,01/01/12, INV REL, 5/MO- 1/TRADING 3) ALEX SZARKA, 9601 HARRISON RD, WAKEMAN, OH, LAND LEASE OWNER, NIR, 01/31/18, 0HR/MO- 0HR/TRADING 4) SZARKA FINANCIAL, 29691 Lorain Rd., Szarka Financial, North Olmsted OH 44070, United States, 08/02/2024, IAR, DBA Name, INV REL, 160HR/MO- 140HR/TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-03-02
• S63 Uniform Securities Agent State Law Examination
  2015-10-22

Other Names

• Alex Edward Szarka