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Amit R Rathod

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Los Angeles, CA

Cerritos, CA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2017-08-30
TX RA APPROVED 2017-08-30
  • CA RA
    APPROVED
    Since 2017-08-30
  • TX RA
    APPROVED
    Since 2017-08-30

Branch Locations

333 S Hope St, Los Angeles, CA 90071 • United States

12221 Artesia Blvd, Cerritos, CA 90703 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Torrance CA 05/2010 02/2017
Bank Of America, N.A. Torrance CA 05/2010 02/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Cerritos CA 08/2017 Present
Bank Of America, N.A. Cerritos CA 08/2017 Present
Unemployed Lomita CA 02/2017 08/2017
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-22
  • S66 Uniform Combined State Law Examination
    2014-11-22
Other Names
  • Amit R Rathod
  • Amit Rathod

View on SEC IAPD

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GIDEON CAPITAL, LLC · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · LOS ANGELES, CA
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