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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2019-11-04 |
| CT | RA | APPROVED | 2019-09-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Securities Corp | New York | NY | 10/2018 | 02/2019 |
| Broadridge Financial | Edgewood | NY | 03/2015 | 10/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Baldwin | NY | 06/2019 | Present |
| Bank Of America, N.A. | Baldwin | NY | 06/2019 | Present |
| Unemployed | Wantagh | NY | 03/2019 | 05/2019 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2014-12-23 |
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