Debra Iorio

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2014 → 11/2020
  Tiaa
  New York, NY
• 01/2014 → 11/2020
  Tiaa-Cref Individual & Institutional Services, Llc
  New York, NY
• 07/2021 → 11/2024
  Pruco Securities, Llc.
  Melville, NY
• 07/2021 → Present
  Prudential Insurance Company Of America
  Melville, NY
• 12/2020 → 06/2021
  Unemployed
  Mineola, NY
• 11/2024 → Present
  Lpl Enterprise, Llc
  Melville, NY

Previous Registrations

• 2021-07-12 → 2024-11-14
  Pruco Securities, Llc.
  Forest Hills, NY
  Melville, NY
• 2014-02-11 → 2020-11-13
  Tiaa-Cref Individual & Institutional Services, Llc
  New York, NY
• 2012-12-14 → 2014-01-24
  Santander Securities Llc
  Manhasset, NY
  Brooklyn, NY
  Brooklyn, NY
• 2009-06-01 → 2012-11-06
  Morgan Stanley
  Garden City, NY
• 2007-04-02 → 2009-06-01
  Morgan Stanley & Co. Llc
  Garden City, NY
• 2006-01-03 → 2007-04-02
  Morgan Stanley Dw Inc.
  Garden City, NY
  Garden City, NY

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-04-12
• S63 Uniform Securities Agent State Law Examination
  1999-09-28