Calvin M Nguyen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2007 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Fountain Valley, CA
• 09/2007 → Present
  Bank Of America, N.A.
  Fountain Valley, CA

Other Businesses

I*496352, Entity Type: Entity For Profit, Name of OBA: Rental Property 2, Address: Midway City, California 92655, Investment Related: N, Position, Title, Association: Owner, Employee Start Date: 08/01/2009, No Hours: 0, No Hours during trading: 0, Duties: Owner of Rental Property

Exams

• S66 Uniform Combined State Law Examination
  2014-11-14

Other Names

• Calvin Minh Nguyen