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Current Employers
Morgan Stanley Investment Management Inc.

1585 Broadway, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2019-10-17
  • PA RA
    APPROVED
    Since 2019-10-17

Branch Locations

100 Front Street Suite 400, West Conshohocken, PA 19428 • United States

1585 Broadway, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Philadelphia PA 08/2014 09/2016
Morgan Stanley Investment Management Inc. West Conshohocken PA 09/2016 04/2019
Morgan Stanley Distribution, Inc. West Conshohocken PA 09/2016 04/2019
Morgan Stanley Distribution, Inc. West Conshohocken PA 09/2019 Present
Morgan Stanley Investment Management Inc. West Conshohocken PA 09/2019 Present
Extended Travel Huntingdon Valley PA 04/2019 09/2019
  • 08/2014 → 09/2016
    Morgan Stanley Smith Barney Llc
    Philadelphia, PA
  • 09/2016 → 04/2019
    West Conshohocken, PA
  • 09/2016 → 04/2019
    Morgan Stanley Distribution, Inc.
    West Conshohocken, PA
  • 09/2019 → Present
    Morgan Stanley Distribution, Inc.
    West Conshohocken, PA
  • 09/2019 → Present
    West Conshohocken, PA
  • 04/2019 → 09/2019
    Extended Travel
    Huntingdon Valley, PA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-28
  • S66 Uniform Combined State Law Examination
    2015-10-28
Other Names
  • Sarah Elizabeth Rainey

View on SEC IAPD

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