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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-08-10
TX RA APPROVED_RES 2023-08-10
  • NE RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED_RES
    Since 2023-08-10

Branch Locations

2401 S 130Th Cir, Omaha, NE 68144 • United States

314 N 5Th St, Norfolk, NE 68701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 09/2014 08/2023
Minnesota Life Insurance Co St Paul MN 09/2014 08/2023
Heritage Financial Services Omaha NE 09/2014 Present
Cetera Wealth Services, Llc Norfolk NE 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Coco Bongo, Llc Hartington NE 02/2023 Present
Kc Slides Llc Dba Slick City Lees Summit MO 01/2026 Present
Kc Slides Re Llc Dba Slick City Lees Summit MO 01/2026 Present
Conover Consulting Llc Dba Heritage Financial Services Norfolk NE 01/2025 Present
  • 09/2014 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 09/2014 → 08/2023
    Minnesota Life Insurance Co
    St Paul, MN
  • 09/2014 → Present
    Heritage Financial Services
    Omaha, NE
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Norfolk, NE
  • 08/2023 → Present
    Schaumburg, IL
  • 02/2023 → Present
    Coco Bongo, Llc
    Hartington, NE
  • 01/2026 → Present
    Kc Slides Llc Dba Slick City
    Lees Summit, MO
  • 01/2026 → Present
    Kc Slides Re Llc Dba Slick City
    Lees Summit, MO
  • 01/2025 → Present
    Conover Consulting Llc Dba Heritage Financial Services
    Norfolk, NE
Previous Registrations
  • 2014-11-20 → 2023-08-10
    Securian Financial Services, Inc.
    Omaha, NE
    Norfolk, NE
    St. Paul, MN
Other Businesses

1. INVESTMENT PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2021 ADDRESS: 310 S 8th St, Norfolk NE 68701, United States DESCRIPTION: Short to mid-term rental property in the Phoenix/Scottsdale AZ area for Airbnb, VRBO, and MLS 1-3 month listing for traveling professionals; 2. NAME OF OTHER BUSINESS: COCO BONGO LLC; INVESTMENT RELATED: NO; ADDRESS: 2620 NE MCBAINE, LEES SUMMIT, MO 64002; NATURE OF BUSINESS: LLC; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: LLC FOR HOTEL/WEDDING VENUE & SLICK CITY ACTION AMUSEMENT PARKS; 3. NAME OF OTHER BUSINESS: HERITAGE FINANCIAL SERVICES DBA HFS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 4. NAME OF OTHER BUSINESS: KC SLIDES LLC DBA SLICK CITY; INVESTMENT RELATED: NO; ADDRESS: LEES SUMMIT, MO 64063; NATURE OF BUSINESS: FAMILY ENTERTAINMENT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: WILL HELP TO GET BUSINESS STARTED AND MARKETING FOR INITIAL OPENING; 5. NAME OF OTHER BUSINESS: KC SLIDES RE LLC DBA SLICK CITY; INVESTMENT RELATED: NO; ADDRESS: LEES SUMMIT, MO 64063; NATURE OF BUSINESS: FAMILY ENTERTAINMENT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: MANAGING PARTNER; 6. NAME OF OTHER BUSINESS: CONOVER CONSULTING LLC DBA HERITAGE FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-11-13
  • S66 Uniform Combined State Law Examination
    2014-11-13

View on SEC IAPD

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