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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NE | RA | APPROVED | 2023-08-10 |
| TX | RA | APPROVED_RES | 2023-08-10 |
Branch Locations
2401 S 130Th Cir, Omaha, NE 68144 • United States
314 N 5Th St, Norfolk, NE 68701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securian Financial Services Inc | St Paul | MN | 09/2014 | 08/2023 |
| Minnesota Life Insurance Co | St Paul | MN | 09/2014 | 08/2023 |
| Heritage Financial Services | Omaha | NE | 09/2014 | Present |
| Cetera Wealth Services, Llc | Norfolk | NE | 08/2023 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 08/2023 | Present |
| Coco Bongo, Llc | Hartington | NE | 02/2023 | Present |
| Kc Slides Llc Dba Slick City | Lees Summit | MO | 01/2026 | Present |
| Kc Slides Re Llc Dba Slick City | Lees Summit | MO | 01/2026 | Present |
| Conover Consulting Llc Dba Heritage Financial Services | Norfolk | NE | 01/2025 | Present |
1. INVESTMENT PROPERTY POSITION: Owner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 06/01/2021 ADDRESS: 310 S 8th St, Norfolk NE 68701, United States DESCRIPTION: Short to mid-term rental property in the Phoenix/Scottsdale AZ area for Airbnb, VRBO, and MLS 1-3 month listing for traveling professionals; 2. NAME OF OTHER BUSINESS: COCO BONGO LLC; INVESTMENT RELATED: NO; ADDRESS: 2620 NE MCBAINE, LEES SUMMIT, MO 64002; NATURE OF BUSINESS: LLC; START DATE: 9/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 3; BRIEF DESCRIPTION OF DUTIES: LLC FOR HOTEL/WEDDING VENUE & SLICK CITY ACTION AMUSEMENT PARKS; 3. NAME OF OTHER BUSINESS: HERITAGE FINANCIAL SERVICES DBA HFS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 4. NAME OF OTHER BUSINESS: KC SLIDES LLC DBA SLICK CITY; INVESTMENT RELATED: NO; ADDRESS: LEES SUMMIT, MO 64063; NATURE OF BUSINESS: FAMILY ENTERTAINMENT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: WILL HELP TO GET BUSINESS STARTED AND MARKETING FOR INITIAL OPENING; 5. NAME OF OTHER BUSINESS: KC SLIDES RE LLC DBA SLICK CITY; INVESTMENT RELATED: NO; ADDRESS: LEES SUMMIT, MO 64063; NATURE OF BUSINESS: FAMILY ENTERTAINMENT; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: MANAGING PARTNER; 6. NAME OF OTHER BUSINESS: CONOVER CONSULTING LLC DBA HERITAGE FINANCIAL SERVICES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-13 |
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