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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-07-02
AL RA APPROVED 2021-05-21
  • MS RA
    APPROVED
    Since 2025-07-02
  • AL RA
    APPROVED
    Since 2021-05-21

Branch Locations

571 Highway 51, Ridgeland, MS 39157 • United States

Ariton, AL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Ridgeland MS 09/2014 Present
Thrivent Financial Appleton WI 03/2015 Present
Other Businesses

GLORY TO HIM CHURCH POSITION: Connect leader NATURE: Help to integrate new members and visitors with our church. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2019 ADDRESS: 6193 Andrews Ave, Ozark AL 36360, United States DESCRIPTION: I oversee the process of connecting new members to our church with different departments for serving. I also help to incorporate new members into small groups, and oversee our Welcome Center, where church information is made available and our Pastors meet newcomers. ARITON TOWN COUNCIL POSITION: Council member NATURE: To serve as a council member on the town council. Ariton, AL is the town in which I reside. According to the 2010 U.S. Census, Ariton's population is 772 people. My duties (if elected) will be to serve as a council member to the people and work with the mayor and council on matters relating to the town. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2020 ADDRESS: 224 East Main Street, Ariton AL 36311, United States DESCRIPTION: serve as council member, make decisions pertaining to the governing of the town, meet once per month to discuss and vote on town matters OZARK HERITAGE ASSOCIATION POSITION: Boardmember NATURE: The Ozark Heritage Association (OHA) was organized shortly after the city purchased the historic house by concerned private citizens in order to assist the City of Ozark in planning and executing restoration of the Holman House. The mission of the OHA includes maintaining the home which serves as a focal point for displaying the history of Ozark, Dale County and Fort Rucker. The Holman House also serves as a place for civic and social functions. INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 1 START DATE: 07/12/2021 ADDRESS: 285 Broad Street, Ozark AL 36360, United States DESCRIPTION: Meet locally once a month to discuss the management and preservation of the historic house. MISSISSIPPI ARMY NATIONAL GUARD POSITION: Member NATURE: Military INVESTMENT RELATED: No NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 05/20/2024 ADDRESS: Building 5911, Andrews Avenue, Fort Novosel AL 36362, United States DESCRIPTION: I will be on a temporary assignment of active duty in the local area. DALE COUNTY PREGNANCY CENTER POSITION: Boardmember NATURE: The Dale County Pregnancy Center is a Non-profit organization serving the Dale County community, offering support to women and families in need. All of our services are free of charge and available without discrimination on the basis of race, color, religion, gender, gender expression, age, national origin, disability, marital status, sexual orientation, or military status, in any of its activities or operations. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 12/01/2025 ADDRESS: 1892 Andrews Avenue, Ozark AL 36360, United States DESCRIPTION: Meet with the board once a month to discuss the operation and administration of the organization. Be a decision-maker and leader in the organization.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-11-18
S63 Uniform Securities Agent State Law Examination 2014-12-08
  • S65 Uniform Investment Adviser Law Examination
    2020-11-18
  • S63 Uniform Securities Agent State Law Examination
    2014-12-08
Other Names
  • Andy Cook

View on SEC IAPD

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