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Employer firm

Centaurus Financial, Inc. CRD 30833

$9.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Centaurus Financial, Inc.

2300 East Katella Ave Suite 200, Anaheim, CA 92806 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-06-26
WA RA APPROVED 2024-10-17
CO RA APPROVED 2024-06-11
VA RA APPROVED 2022-07-21
MT RA APPROVED 2021-02-05
NV RA APPROVED 2020-02-13
OR RA APPROVED 2019-02-05
CA RA APPROVED 2019-01-02
  • FL RA
    APPROVED
    Since 2025-06-26
  • WA RA
    APPROVED
    Since 2024-10-17
  • CO RA
    APPROVED
    Since 2024-06-11
  • VA RA
    APPROVED
    Since 2022-07-21
  • MT RA
    APPROVED
    Since 2021-02-05
  • NV RA
    APPROVED
    Since 2020-02-13
  • OR RA
    APPROVED
    Since 2019-02-05
  • CA RA
    APPROVED
    Since 2019-01-02

Branch Locations

Riverside, CA • United States

818 North Mountain Ave. Suite #200, Upland, CA 91786 • United States

7121 Magnolia Avenue, Riverside, CA 92504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Centaurus Financial Inc. Anaheim CA 01/2017 Present
Empire Financial Benefits, Inc. Riverside CA 09/2014 Present
  • 01/2017 → Present
    Anaheim, CA
  • 09/2014 → Present
    Empire Financial Benefits, Inc.
    Riverside, CA
Other Businesses

1. EMPIRE FINANCIAL BENEFITS, INC., NON-INVESTMENT RELATED, RIVERSIDE, CA 92506, DBA, JUNIOR PARTNER, SINCE 12/16/2016. 2. BLUE SHIELD, NON-INVESTMENT RELATED, 50 BEALE STREET, SAN FRANCISCO, CA 94105, INSURANCE/MEDICAL, SALES REP, SINCE 12/2016, DEVOTED TIME IS 10 HOURS A MONTH, HELP CLIENTS WITH MEDICAL QUESTIONS AND PLACEMENT. 3. KAISER, NON-INVESTMENT RELATED, 3601 S. HARBORD BLVD., OAKLAND, CA 92704, INSURNACE/MEDICAL, SALES REPS, DEVOTED TIME IS 10 HOURS A MONTH, HELP CLIENTS WITH MEDICAL QUESTIONS AND PLACEMENT. 4. ALEXIS REYNOSO POSITION: Certified Tax Preparer NATURE: Tax Preparer INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2025 ADDRESS: 3551 Beechwood Pl., Riverside CA 92506, United States DESCRIPTION: Certified Tax Preparer

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-29
S63 Uniform Securities Agent State Law Examination 2018-04-20
  • S66 Uniform Combined State Law Examination
    2018-06-29
  • S63 Uniform Securities Agent State Law Examination
    2018-04-20

View on SEC IAPD

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