Catherine Rowe Robinson

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2016-06-30
MS	RA	APPROVED	2016-06-29

TX RA
APPROVED

Since 2016-06-30
MS RA
APPROVED

Since 2016-06-29

Branch Locations

115 E. Washington Street, Houston, MS 38851 • United States

400 University Dr, Starkville, MS 39759 • United States

662 E Broad St, West Point, MS 39773 • United States

780 S. Alabama Ave, Monroeville, AL 36460 • United States

10175 Hwy 431 South, New Hope, AL 35760 • United States

4662 Hwy 31 Sw, Falkville, AL 35622 • United States

1000 Jemison Lane, Mountain Brooks, AL 35223 • United States

33327 Us Hwy 280, Childersburg, AL 35044 • United States

293 Water Ave, Uniontown, AL 36786 • United States

2020 University Blvd, Tuscaloosa, AL 35401 • United States

600 W. Main St, Hartselle, AL 35640 • United States

6836 Atlanta Hwy, Montgomery, AL 36117 • United States

3201 Rainbow Dr, Rainbow City, AL 35906 • United States

69156 Main St, Blountsville, AL 35031 • United States

4004 Lawsons Ridge Rd Nw, Madison, AL 35758 • United States

218 Louisa St, Warrior, AL 35180 • United States

608 2Nd Ave E, Oneonta, AL 35950 • United States

3001 Mountain Cove Blvd Se, Owens Cross Roads, AL 35763 • United States

1615 Mcfarland Blvd Ne, Tuscaloosa, AL 35403 • United States

1950 Edwards Lake Rd, Birmingham, AL 35235 • United States

2250 Mt Olive Rd, Gardendale, AL 35071 • United States

803 Main Street, Columbus, MS 39701 • United States

201 South Spring Street, Tupelo, MS 38802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cadence Bank	Starkville	MS	06/2016	Present
Lpl Financial	Starkville	MS	06/2016	Present

06/2016 → Present

Cadence Bank

Starkville, MS
06/2016 → Present

Lpl Financial

Starkville, MS

Other Businesses

1) 3/31/16-Cadence Investment Services- DBA for LPL Business (entity for LPL business)- Inv. Related- at reported business location(s)- 100% 2) 8/8/2018 - Mississippi State University - Investment Related - 200 McCool Hall, Mississippi State, MS 39762 - Outside/W-2 Employment - Start Date:08/07/2018 - 9 Hours Per Month/0 Hours During Trading. 3) 11/30/2021 - Mississippi University for Women - Investment Related - 100 College Street, Columbus, MS 39701 - Outside/W-2 Employment - Start Date: 01/10/2022 - 4 Hour Per Month/0 Hour During Securities Trading - Adjunct Lecturer. 4) 10/23/2023 - Cadence Bank - Financial Institution Duty - Vice President - Investment Related - At Reported Business Location(s) - Start Date 07/01/2023 - 160 Hour Per Month/ 5 Hours During Trading 5) 05/30/2025 - Woodard Hines Educational Foundation - Investment Related - Non-Profit Board Member - Jackson, MS - Start Date:06/09/2025 - 2 Hour Per Month/ 2 Hours During Trading

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-06-27

S66 Uniform Combined State Law Examination

2016-06-27

Designations

Other Names

Cate Rowe
Cate Robinson
Catherine Rose Rowe

View on SEC IAPD