Curtis Michael Baumann

Employer firm

Empower Advisory Group, LLC CRD 112058

$195B regulatory AUM 24 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 03/2021
  Allianz Global Investors U.S. Llc
  New York, NY
• 07/2021 → 07/2023
  Fisher Investments
  Tampa, FL
• 04/2021 → 06/2021
  Unemployed
  New York, NY
• 05/2024 → Present
  Empower Financial Services, Inc
  Greenwood Village, CO
• 07/2023 → 04/2024
  Unemployed
  San Diego, CA

Previous Registrations

• 2021-08-13 → 2023-07-17
  Fisher Investments
  Tampa, FL
  Plano, TX
• 2021-02-16 → 2021-02-23
  Allianz Global Investors U.S. Llc
  San Diego, CA
  New York, NY

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-08-09
• S66 Uniform Combined State Law Examination
  2015-05-01