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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2025-09-05
  • OR RA
    APPROVED
    Since 2025-09-05

Branch Locations

260 Country Club Rd Ste 100, Eugene, OR 97401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jones & Roth, Pc Eugene OR 01/2003 Present
1St Global Capital Corp Eugene OR 09/2014 10/2019
1St Global Advisors, Inc Eugene OR 09/2014 10/2019
Avantax Insurance Services, Inc. Eugene OR 05/2015 09/2025
Avantax Investment Services, Inc. Eugene OR 10/2019 09/2025
Avantax Advisory Services Eugene OR 10/2019 09/2025
Cetera Wealth Services, Llc Eugene OR 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 01/2003 → Present
    Jones & Roth, Pc
    Eugene, OR
  • 09/2014 → 10/2019
    1St Global Capital Corp
    Eugene, OR
  • 09/2014 → 10/2019
    1St Global Advisors, Inc
    Eugene, OR
  • 05/2015 → 09/2025
    Avantax Insurance Services, Inc.
    Eugene, OR
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Eugene, OR
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Eugene, OR
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Eugene, OR
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Eugene, OR
  • 2014-12-02 → 2019-10-25
    1St Global Advisors Inc
    Eugene, OR
    Dallas, TX
Other Businesses

1) JONES & ROTH FINANCIAL ADVISORS, LLC POSITION: REFERRING ADVISOR, CPA, RELATIONSHIP MANAGER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 2 START DATE: 12/02/2014 ADDRESS: Eugene OR 97401, DESCRIPTION: Referring Advisor 2) EUGENE EXECUTIVES ASSOCIATION POSITION: Member of finance committee NATURE: Member of finance committee - Review budget, provide feedback on organization accounting function INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2023 ADDRESS: PO Box 205, Eugene OR 97440, United States DESCRIPTION: Review budget, provide feedback on organization accounting function, meet monthly with the committee

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-01
  • S66 Uniform Combined State Law Examination
    2014-12-01

View on SEC IAPD

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