Jennifer R Jones

Current Employers

Employment History

• 11/2015 → 10/2019
  1St Global Capital Corp
  Rochester, NY
• 11/1994 → Present
  Davie Kaplan, Cpa, P.C.
  Rochester, NY
• 06/2016 → 09/2025
  Avantax Insurance Services, Inc.
  Rochester, NY
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Rochester, NY
• 10/2023 → 09/2025
  Avantax Advisory Services
  Rochester, NY
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Rochester, NY
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 04/2016 → Present
  Davie Kaplan Wealth Care Advisors, Llc
  Rochester, NY
• 04/2016 → Present
  Dkcb Financial Advisors, Llc
  Rochester, NY

Previous Registrations

• 2023-10-24 → 2025-09-05
  Avantax Advisory Services
  Roochester, NY
  Dallas, TX
  Rochester, NY

Other Businesses

1) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (Formerly DKCB Wealth Care Advisors, LLC) POSITION: REFERRING AGENT NATURE: FIN SVCS INV RELATED: YES NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2015 ADDRESS: ROCHESTER NY 14614, DESCRIPTION: REFERRAL - REFER HIGH NET WORTH CLIENTS TO RIA AS APPROPRIAT 2) DKCB FINANCIAL ADVISORS, LLC POS: IAR NATURE FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 11/01/2015 ADDRESS: Rochester NY 14614, United States; DESCRIPTION: REFER HIGH NET WORTH CLIENTS TO RIA AS APPROPRIATE 3) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (RIA) POSITION: IAR, NATURE: Financial Planning INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/2016, ADDRESS: 1000 First Federal Plaza, Rochester NY 14614 4) DAVIE KAPLAN WEALTH CARE ADVISORS, LLC (INSURANCE) POSITION: INSURANCE AGENT NATURE: INSURANCE SALES INVESTMENT RELATED: YES NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: ADDRESS: 1000 FIRST FEDERAL PLAZA, SPENCERPORT NY 14614, CONDUCTS INSURANCE SALES/REFERRALS 5) CANANDAIGUA NATIONAL BANK & TRUST POSITION: CNC Advisory Board Member NATURE: Community Branch Advisory Board member; Rochester East Main Office INVESTMENT RELATED: Yes NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2018 ADDRESS: CNB - Rochester E Main Bank, 45 East Main Street, Rochester NY 14614, United States DESCRIPTION: Attend annual meeting. 6) UR THOMPSON HEALTH AUDIT COMMITTEEPOSITION: member of the audit committee NATURE: The audit committee oversee the independent audit firm of the financial statements for the annual audit of UR Thompson Health. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/17/2020; ADDRESS: 350 Parrish St., Canandaigua NY 14424, DESCRIPTION: The committee is provided the scope of the audit to be performed by the independent audit firm and also reviews and approves the annual audit. 7) UR THOMPSON HEALTH BOARD POSITION: Board Member NATURE: Board member for the UR Thompson Hospital INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 04/01/2020 ADDRESS: 350 Parrish St, Canandaigua NY 14424, United States DESCRIPTION: Member of the Board of the Heath System. I will attend monthly meeting with updates from all committees of the Health System. 8) UR THOMPSON HEALTH FINANCE COMMITTEE POSITION: member of the finance committee NATURE: The committee provides oversight to the finance team of the Health System. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/17/2020 ADDRESS: 350 Parrish St., Cana NY 14424, DESCRIPTION: The committee is given a monthly update of the financials by the internal finance department of the Hospital and provides guidance. 9) UR THOMPSON HEALTHPOSITION: Treasurer NATURE: responsible for confirming the performance of the following processes on behalf of the Board: INVESTMENT RELATED: No; NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 01/02/2023; ADDRESS: 350 Parrish St., Canandaigua NY; DESCRIPTION: The Treasurer will perform such acts as are incidental to the office or are directed by the Board. The President/CEO and administrative staff of the Corporation will assist the Treasurer in the performance of these duties. 10) DAVIE KAPLAN CPA, P.C; SHAREHOLDER AND FINANCIAL PROFESSIONAL; CPA SERVICES:; NIR; HRS PER WEEK 40; 11/1984;

Exams

• S66 Uniform Combined State Law Examination
  2015-11-09