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2805 Dallas Parkway, Ste 200, Plano, TX 75093 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-03-21 |
Branch Locations
2805 Dallas Parkway, Ste 200, Plano, TX 75093 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Frisco | TX | 09/2014 | 01/2025 |
| Tiaa | Frisco | TX | 09/2014 | 01/2025 |
| Advice And Planning Services | Frisco | TX | 02/2022 | 01/2025 |
| Spectrum Advisors, Inc. | Plano | TX | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-02-28 |
| S63 | Uniform Securities Agent State Law Examination | 2014-11-21 |
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