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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2022-08-22 |
Branch Locations
11101 Switzer Rd Ste 100, Overland Park, KS 66210 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed Inc | Shawnee | KS | 01/2010 | 07/2021 |
| Lpl Financial Llc | Shawnee | KS | 07/2021 | 08/2022 |
| Principal Life Insurance Company | Shawnee | KS | 08/2022 | Present |
| Principal Securities Inc | Shawnee | KS | 08/2022 | Present |
ADVISORY BOARD FOR KANSAS STATE UNIVERSITY POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2022 ADDRESS: 802 Mid-Campus Dr., Mahattan KS 66506, United States DESCRIPTION: As a member of the advisory board for Kansas State University I meet twice a year and discuss curriculum content. There are no financial or check writing components to this role. INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2022 ADDRESS: 11101 Switzer Rd, Ste. 100, Overland Park KS 66210, United States DESCRIPTION: Soliciting selling and servicing outside fixed insurance products through multiple carriers. Life/Health/LTC/DI/Annuities
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-08-22 |
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