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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-08-22
  • KS RA
    APPROVED
    Since 2022-08-22

Branch Locations

11101 Switzer Rd Ste 100, Overland Park, KS 66210 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed Inc Shawnee KS 01/2010 07/2021
Lpl Financial Llc Shawnee KS 07/2021 08/2022
Principal Life Insurance Company Shawnee KS 08/2022 Present
Principal Securities Inc Shawnee KS 08/2022 Present
  • 01/2010 → 07/2021
    Waddell & Reed Inc
    Shawnee, KS
  • 07/2021 → 08/2022
    Shawnee, KS
  • 08/2022 → Present
    Principal Life Insurance Company
    Shawnee, KS
  • 08/2022 → Present
    Shawnee, KS
Previous Registrations
  • 2021-07-21 → 2022-08-22
    Las Vegas, NV
    Shawnee, KS
    San Diego, CA
  • 2010-02-11 → 2021-07-21
    Waddell & Reed
    Overland Park, KS
    Overland Park, KS
    Edmond, OK
    Shawnee, KS
    Las Vegas, NV
    Las Vegas, NV
    Shawnee, KS
  • 2008-01-14 → 2009-12-03
    Nrp Advisors, Inc.
    Leawood, KS
  • 2007-11-16 → 2008-01-22
    Leawood, KS
    Fort Mill, SC
  • 2006-08-23 → 2007-10-12
    Leawood, KS
Other Businesses

ADVISORY BOARD FOR KANSAS STATE UNIVERSITY POSITION: Board Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2022 ADDRESS: 802 Mid-Campus Dr., Mahattan KS 66506, United States DESCRIPTION: As a member of the advisory board for Kansas State University I meet twice a year and discuss curriculum content. There are no financial or check writing components to this role. INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/16/2022 ADDRESS: 11101 Switzer Rd, Ste. 100, Overland Park KS 66210, United States DESCRIPTION: Soliciting selling and servicing outside fixed insurance products through multiple carriers. Life/Health/LTC/DI/Annuities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-22
  • S66 Uniform Combined State Law Examination
    2006-08-22
Other Names
  • Elizabeth Rachel Flentie
  • Elizabeth Rachel Snodgrass

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