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Austin R Taylor

LPl Financial LLC

Fort Mill, SC

Durham, NC

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2026-01-28
NC RA APPROVED 2026-01-26
  • SC RA
    APPROVED
    Since 2026-01-28
  • NC RA
    APPROVED
    Since 2026-01-26

Branch Locations

1055 Lpl Way, Fort Mill, SC 29715 • United States

Durham, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Usaa Financial Advisors, Inc. Tampa FL 08/2016 08/2019
Usaa Financial Planning Services Tampa FL 08/2016 08/2019
Usaa Investment Management Company Tampa FL 01/2018 08/2019
Unemployed Durham NC 08/2019 05/2020
Humana Insurance Company Louisville KY 05/2020 08/2020
Transamerica Capital Inc Cedar Rapids IA 10/2020 10/2020
Tata Consultancy Services Cedar Rapids IA 09/2020 10/2020
Ally Invest Securities Llc Charlotte NC 02/2021 03/2021
Unemployed Durham NC 10/2020 02/2021
Principal Life Insurance Company Charlotte NC 03/2021 06/2021
Principal Securities Inc. Charlotte NC 04/2021 06/2021
Morgan Stanley Smith Barney Llc Chapel Hill NC 07/2021 12/2025
Lpl Financial Llc Fort Mill SC 01/2026 Present
  • 08/2016 → 08/2019
    Usaa Financial Advisors, Inc.
    Tampa, FL
  • 08/2016 → 08/2019
    Usaa Financial Planning Services
    Tampa, FL
  • 01/2018 → 08/2019
    Usaa Investment Management Company
    Tampa, FL
  • 08/2019 → 05/2020
    Unemployed
    Durham, NC
  • 05/2020 → 08/2020
    Humana Insurance Company
    Louisville, KY
  • 10/2020 → 10/2020
    Transamerica Capital Inc
    Cedar Rapids, IA
  • 09/2020 → 10/2020
    Tata Consultancy Services
    Cedar Rapids, IA
  • 02/2021 → 03/2021
    Ally Invest Securities Llc
    Charlotte, NC
  • 10/2020 → 02/2021
    Unemployed
    Durham, NC
  • 03/2021 → 06/2021
    Principal Life Insurance Company
    Charlotte, NC
  • 04/2021 → 06/2021
    Principal Securities Inc.
    Charlotte, NC
  • 07/2021 → 12/2025
    Morgan Stanley Smith Barney Llc
    Chapel Hill, NC
  • 01/2026 → Present
    Lpl Financial Llc
    Fort Mill, SC
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-02-01
S63 Uniform Securities Agent State Law Examination 2016-09-16
  • S65 Uniform Investment Adviser Law Examination
    2017-02-01
  • S63 Uniform Securities Agent State Law Examination
    2016-09-16
Other Names
  • Randy Taylor
  • Austin Randall Taylor
  • Austin R Taylor

View on SEC IAPD

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WEALTHCARE ADVISORY PARTNERS LLC
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
EDWARD JONES
SCHWAB WEALTH ADVISORY, INC.
PFS INVESTMENTS INC.

Other Investors

ALPESH JITENDRA PATEL
Tamrah Jennifer Bordini
MATTHEW N WALLEN
RAMIRO IGNACIO PARES
NILDA MELGAREJO DE BOYRIE
STEVEN Samuel SHANEYFELT
Katie Wineski Riegel
Christopher Wayne McAlister

Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Fort Mill, SC
BELLEAIR WEALTH MANAGEMENT, LLC · Fort Mill, SC
WEALTHCARE ADVISORY PARTNERS LLC · Fort Mill, SC
INSIGHT SECURITIES, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Fort Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Ft Mill, SC
EDWARD JONES · FORT MILL, SC

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